Economics of language

Results: 835



#Item
591Finance / Stock market / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / Electronic Municipal Market Access / Underwriting / Municipal Securities Rulemaking Board / Financial economics / Securities / Investment

54 of 66 EXHIBIT 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in brackets Rule G-8: Books and Records to Be Made by Brokers, Dealers and Municipal Securities Dealers (a) Description of Boo

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Language: English - Date: 2012-11-05 10:23:07
592Investment / Contract law / Market maker / Option / Stock market / Mathematical finance / Financial markets / Financial economics / Finance

SR-BOX[removed]Page 21 of 22 EXHIBIT 5 New language

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Language: English - Date: 2012-12-13 06:12:20
593Financial system / Exercise / Option / Strike price / Short / Option style / Options spread / Financial economics / Options / Finance

SR-BOX[removed]Page 20 of 22 EXHIBIT 5 New language

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Language: English - Date: 2013-12-27 10:09:51
594Financial economics / Order / NASDAQ / Stock market / Business / Investment

SR-NASDAQ[removed]Page 45 of 48 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is

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Language: English - Date: 2012-12-04 06:36:26
595Rebate / Stock / Economics / Business / Sales promotion / Stock market / Corporate finance

SR-NSX[removed]EX 5 Page 14 of 15 EXHIBIT 5 Proposed new language is underlined; proposed deletions are marked by [brackets].

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Language: English - Date: 2012-11-15 09:34:12
596Securities Exchange Act / Self-regulatory organization / Financial Industry Regulatory Authority / Securities regulation in the United States / Financial system / Financial regulation / Financial economics / World Group Securities / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SR-EDGA[removed]Exhibit 5A Proposed new language is underlined; proposed deletions are marked by [brackets]. Rules of EDGA Exchange, Inc. Rule 2.5. Restrictions

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Language: English - Date: 2013-08-13 06:28:54
597Finance / Order / Boston Options Exchange / Broker-dealer / Market maker / Chicago Stock Exchange / Financial markets / Financial economics / Investment

SR-BX[removed]Page 18 of 19 EXHIBIT 5 New language

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Language: English - Date: 2011-10-03 10:28:53
598Finance / United States securities law / Securities / Securities Exchange Act / United States Securities and Exchange Commission / Trading halt / Financial Industry Regulatory Authority / Security / American depositary receipt / Stock market / Financial economics / Investment

Page 25 of 29 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. Amendments to FINRA Rule 6440 proposed in SRFINRA[removed]that were approve

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Language: English - Date: 2012-12-21 18:04:38
599Business / Finance / Economy of New York City / Economy of the United States / NASDAQ / Market maker / Short / Financial markets / Financial economics / Investment

SR-NASDAQ[removed]Page 28 of 31 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is

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Language: English - Date: 2012-11-14 08:12:04
600Market liquidity / Business / Financial economics / Finance / Investment / Stock market / Payment systems / Financial markets / Fee / Pricing

SR-BOX[removed]Page 48 of 52 EXHIBIT 5 New language

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Language: English - Date: 2012-05-15 10:09:28
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